Wealth Management
Certification Process
Modules
If you are going into financial advisory services in the Wealth Management industry in Singapore, please take note some of the following compulsory* Capital Market Financial Advisory Services (CMFAS) modules:
Modules |
|||||||
|
|||||||
5 |
6 |
7 |
8 |
9 |
|||
Advising others concerning securities
(excluding collective investment schemes)
|
x |
x |
|||||
Advising others concerning futures
contracts
|
x |
x |
|||||
Advising others concerning contracts or arrangements for the purposes of
leveraged foreign exchange trading
|
x |
x |
|||||
Advising on and/or marketing of
collective investment schemes
|
x |
x |
|||||
Advising on and/or arranging life policies (whether or not including investment linked life insurance policies) |
x |
x |
|||||
*Source and more information on modules as well as on exemptions please click here
As a start, core modules 5, 8 and 9 should be certified first.
Certification Process
